Securities Industry and Financial Markets Association

Results: 602



#Item
491Financial markets / Bonds / Securities / Securities Industry and Financial Markets Association / Goldman Sachs / PIMCO / Goldman / Financial economics / Investment / Finance

Microsoft Word - AMG SIFMA external memo re meeting[removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-02-14 12:06:26
492Financial markets / Bonds / Securities / Securities Industry and Financial Markets Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Davis Polk & Wardwell / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

MEMORANDUM TO: File FROM:

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Source URL: www.sec.gov

Language: English - Date: 2012-07-31 15:42:05
493Fixed income market / Government debt / Local government in the United States / Municipal bond / Financial markets / The Bond Buyer / Bond / Yield curve / Securities Industry and Financial Markets Association / Financial economics / Economics / Investment

Municipal Outlook Current Environment and Opportunities Sean Carney Vice President & Municipal Strategist February 2012

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Source URL: www.magny.org

Language: English - Date: 2012-02-13 17:25:32
494Investment / Jump$tart Coalition for Personal Financial Literacy / Financial literacy / Securities Industry and Financial Markets Association / National Endowment for Financial Education / Financial adviser / MoneySmart / Financial Literacy Month / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Economics / Finance

November/December[removed]UPCOMING EVENTS InvestWrite Essay Competition Nationwide The Securities Industry and Financial Markets Association

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-08-21 17:20:58
495Securities Industry and Financial Markets Association / Self-regulatory organization / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / Investment Advisor / Registered Investment Advisor / Financial economics / Finance / Business

January 12, 2011 Via email to [removed] Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2011-01-12 15:36:01
496Finance / Goldman Sachs / Rockefeller Center / Political action committee / Securities Industry and Financial Markets Association / Citizens United v. Federal Election Commission / United States Chamber of Commerce / Investment / Financial economics / Subprime mortgage crisis

Goldman Sachs Statement on Policy Engagement and Political Participation

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Source URL: www.goldmansachs.com

Language: English - Date: 2014-05-14 13:52:12
497Financial markets / Bonds / Securities / Securities Industry and Financial Markets Association / Elisse B. Walter / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Davis Polk & Wardwell / Ken Bentsen /  Jr. / Financial economics / Investment / Finance

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2010-09-29 08:58:02
498Financial markets / Financial services / Trade associations / Stock market / U.S. Securities and Exchange Commission / Investment management / Securities Industry and Financial Markets Association / Financial adviser / Financial economics / Finance / Investment

Microsoft Word - blroper2479.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-07-03 13:42:38
499Securities / United States housing bubble / Bonds / Structured finance / Securitization / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Industry and Financial Markets Association / Tranche / Late-2000s financial crisis / Financial economics / Economics / Finance

Microsoft Word - Letter to Regulators regarding CLO Investing (szh comments[removed])

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Source URL: www.sec.gov

Language: English - Date: 2013-11-15 10:46:56
500Stock market / International Swaps and Derivatives Association / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Securities Industry and Financial Markets Association / Derivative / Security / Swap / Repurchase agreement / Financial economics / Finance / Investment

MEMORANDUM TO: FROM: RE: DATE:

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Source URL: www.sec.gov

Language: English - Date: 2010-08-23 10:35:56
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